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Exempt market dealer
Results: 401

#	Item
51	Microsoft Word - Guidance Document - final revised Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-10-22 14:28:23 Exempt market dealer United States securities law Business Money Securities Act Exempt market securities Finance Investment Financial economics
52	Microsoft Word - NI_33-109 CLEAN July 13, 2009.doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:57 Exempt market dealer Money Business Finance Investment Financial economics
53	Unofficial Consolidation of NI[removed]and its CP as of July 15, 2013 Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2013-07-15 11:35:17 Stock market Exempt market dealer Financial services Securities Prospectus Collective investment scheme Non-reporting issuer Financial adviser Financial economics Investment Finance
54	PDF Document Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:50 Investment Securities Corporate finance Non-reporting issuer Crowd funding Prospectus Security Exempt market dealer Convertible bond Financial economics Stock market Finance
55	Last amendment in force on July 15, 2014 This document has official status chapter V-1.1, r. 10 REGULATION[removed]RESPECTING Add to Reading List Source URL: www.lautorite.qc.ca Language: English - Date: 2014-09-24 10:05:18 Finance Business Exempt market dealer Canadian securities regulation Securities Act Security Financial adviser Accredited investor Financial economics Investment United States securities law
56	Microsoft Word[removed]body.doc Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2013-12-17 10:51:34 Business Money Financial adviser Investment Policy Statement Canadian securities regulation Exempt market dealer Security International Organization of Securities Commissions Registered Investment Advisor Finance Investment Financial economics
57	Microsoft Word - Proposed Revised Form.doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:36:15 Investment Regulation D Business Money Economics United States Securities and Exchange Commission Exempt market dealer Finance
58	Securities Commission Proficiency Requirements for Registration Mutual fund dealer – dealing representative: the individual has passed - Canadian Investment Funds Course Exam Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-08-01 13:40:42 Professional certification in finance Financial services Collective investment schemes Canadian Investment Manager Chartered Financial Analyst Investment management Exempt market dealer Mutual fund Portfolio manager Financial economics Investment Finance
59	Nova Scotia Securities Commission Policy[removed]Community Economic Development Investment Funds 1. Introduction 1.1. Community Economic Development Investment Funds (“CEDIFs”) sell shares to security holders and inve Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-07-04 09:17:55 Funds Financial services Collective investment schemes Securities Act Specialized investment fund Exempt market dealer Accredited investor Mutual fund Hedge fund Financial economics Investment Finance
60	Microsoft Word - NI_33-109 CLEAN July 13, 2009.doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:57 Financial economics Exempt market dealer Registered representative Email Business Money United States securities law Investment Finance

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